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Job Details

Compliance Lawyer

Experience
1 yrs required

Location
Houston, TX, United States

Posted on
Sep 19, 2020

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Profile

Compliance Lawyer
Duties: Advise partners, attorneys and the Global Compliance Team regarding the identification and resolution of potential conflicts of interests, including the relevant legal and ethical considerations and commercial concerns. Collaborate with a team of analysts to ensure consistent workflow and timely production, which includes specifically supervising the workflows and work products of Compliance Analysts. Interact with all levels of Management to resolve potential conflict of interest issues or commercial concerns in the context of new matter intake, lateral hires, business development, and practice development projects. Drive any conflict issues to full resolution and manage a docket of between 15 and 30 outstanding conflict matters at any given time. Assist with enforcement and other issues related to Global Practice Standards addressing stock and share dealings, external appointments, prohibitions on bribery, corruption and discrimination, economic sanctions, anti-money laundering requirements, and (to some extent) cyber security considerations. Liaise and interact with the Compliance Teams. Analyze conflict issues surrounding directorships and trusteeships in order to maintain databases. Review client relationship letters to identify contractual obligations to consider in the resolution of conflicts. Deal with questions and concerns related to our policies related to share dealing.

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