Financial Services Regulatory and Compliance Associate Mid-Level

Profile

Job Overview

A law firm seeks a mid-level Associate for the Financial Regulatory and Compliance Practice in Miami. The role offers the opportunity to work with diverse clients across various industries, both domestically and internationally.

Duties

• Advise clients on financial services regulatory and compliance matters.
• Assist with licensing and chartering processes.
• Conduct legal research and analysis on financial regulations.
• Draft and review compliance-related documents.
• Collaborate with team members to provide comprehensive client service.

Requirements

• 3-5 years of experience in financial services regulatory and compliance.
• Knowledge of key financial services laws and regulations.
• Strong academic background and legal research skills.
• Admitted to or eligible for admission in the relevant jurisdiction.
• Fluency in Spanish preferred.

Education

• Juris Doctor (JD) degree from an accredited law school.

Certifications

• Bar admission in the relevant jurisdiction.

Skills

• Excellent legal research, analysis, and writing skills.
• Strong attention to detail and commitment to client service.
• Proactive and team-oriented approach.

Benefits

• Health insurance with optional HSA.
• Short and long-term disability insurance.
• Dental and vision care.
• Life insurance.
• Flexible Spending Accounts for healthcare and dependent care.
• 401K plan.
• Vacation and sick time.
• Employee assistance program.
• Voluntary insurance programs.
• Commuter and transit programs in certain markets.

Company info

BCG Attorney Search
801 Brickell Avenue, Suite 900
Miami
Florida
United States 33131
Phone : (305) 570-3575
Fax : (213) 895-7306