Deputy General Counsel

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Deputy General Counsel
Duties: Review for legal sufficiency documents prepared by subordinate attorneys so that work products presented to General Counsel are complete, accurate and consistent in interpretation and finding with the insurance laws and regulations and DOI policy, and subject to final approval by the General Counsel, render intra-agency formal and informal legal opinions on any issue arising under the insurance laws or regulations administered and enforced by the DOI and provide legal information about the Commonwealth’s insurance laws and regulations to other state and federal agencies, the Legislature and members of the public. Assist in managing the departmental administration and operations of the Legal Unit to ensure the Legal Unit is well-organized and able to meet its goals and objectives, including timely making and reviewing assignments and tasks to subordinate staff, evaluating subordinate staff, developing and communicating departmental policies and procedures and coordinating staff training, etc. Assist in the formulation and development of policy relating to the DOI’s regulatory mission to ensure that DOI’s policy initiatives accurately reflect applicable legal, financial and other factors. Oversee the Division’s Special Investigations Unit, including supervising the Supervising Special Investigator, providing general direction for investigations and the overall functioning of the SIU, reviewing referrals to enforcement and ensuring that the SIU is well-organized and able to meet its goals and objectives. Oversee the Division’s Market Conduct Section, including supervising the Market Conduct Manager and Supervising Market Analyst, providing general direction for comprehensive and targeted market conduct examinations and for market analysis, reviewing recommendations for multi-state market conduct examinations and regulatory settlement agreements and ensuring that the Section is well-organized and able to meet its goals and objectives. Conduct or oversee adjudicatory, administrative or regulatory proceedings on matters within the DOI’s jurisdiction to ensure that legal and regulatory requirements for such proceedings are observed. Assist the General Counsel in coordinating the legal aspects of the takeover and liquidation of insolvent insurance companies and the rehabilitation of financially troubled companies, including conferring with the Office of the Attorney General in receivership proceedings. Confer and participate with the Office of the Attorney General in litigation involving the DOI to ensure the interests of the DOI are preserved and protected consistent with DOI’s policies and with the insurance laws and regulations.

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