Senior Legal Counsel

Profile

Senior Legal Counsel
The candidate will prepare and review securities filings including Form 10-Ks, Form 10-Qs, Form 8-Ks, Section 16 filings and Proxy Statements. Ensure compliance with SEC rules and regulations including with respect to insider trading. Support executive compensation and equity administration matters. Prepare and review Board of Directors and Committee meeting agendas, materials and minutes; plan the annual stockholders meeting. Develop, implement and maintain corporate governance policies and practices. Support corporate transactions including joint ventures, mergers and acquisitions, debt/equity financing and investments. Support treasury and investment initiatives. Provide support in the implementation, development, and maintenance of the Data Privacy Program. Provide legal advice to business line partners on data protection and privacy laws, compliance, and best practices regarding information technology and information security. Support the development and maintenance of data protection policies, procedures, training, and guidance. Monitor and assess the effectiveness of internal data protection policies and procedures, including assisting in data subject access requests and security incidents, and recommending amendments as applicable. Prepare, adapt, and negotiate data protection contractual clauses and processes in relation to client relationships and third-party vendor agreements, as well as sub-processor agreements, ensuring Pathward has appropriate language in place when acting as a data controller and/or data processor, as well as general advising on agreements supporting the information technology and security organizations. Engage as appropriate with key business stakeholders in various lines of business, including IT, Security, Marketing, People & Culture, Treasury, etc. Provide updates and guidance to the business on the impact of new and changing laws. Perform other legal support duties and responsibilities as required, assigned, or requested by the Corporate Secretary and Corporate Privacy Officer. Should have a Juris Doctor degree required, with an active membership to practice in at least one U.S. state. Should have 7+ years of legal experience as a practicing attorney in law firms, governmental agencies, or in-house legal and/or compliance departments. Demonstrated knowledge of securities laws and corporate governance principles for publicly traded companies. Board governance and experience preparing corporate filings, including SEC filings. Strong preference for in-house experience with a regulated financial institution and/or U.S. public reporting company. Extensive experience in analyzing, interpreting, and applying state and federal regulations. Working knowledge of privacy-related regulations associated with a financial institution. Experience with GDPR is a plus. Experience with drafting complex technology and SaaS agreements. Proficient with technology, including Microsoft Office 365 (Word, PowerPoint, Excel, Outlook, Teams); experience working with board portals. Exemplary written and verbal communication skills.

Company info

Sign Up Now - MiamiCrossing.com