Compliance Assurance Testing amp Internal Controls Manager

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Compliance Assurance Testing & Internal Controls Manager
Responsibilities: Develop, document and Implement Compliance Assurance Testing Plan in North America. Designing and Evaluating AML/Compliance Controls. Development of Governance Program for Systems Testing of new product implementation or system changes. Compliance Assurance Testing - Establishing and implementing new spot checks and processes and performing spot checks and Monitoring AML /Compensation Controls. Leading Compliance Assurance Analysts through all of the testing activities based on testing program developed. Operational support leading some of the system enhancements in coordination with the Development teams including the limits, etc. as well supporting operational process enhancements (i.e. system controls needed for new Merchants or KYC information at digital wallet sign up). Perform testing validation of data to ensure its integrity when requested during internal audit and regulatory examinations, and support regulatory examinations. Maintain the issues and system enhancement log to drive these initiatives to completion. Develop and maintain KPIs on Third party services provided by our sister company, Paysafe to continuously measure effectiveness against established SLAs. Test against the Compliance Regulatory Applicability Matrix. Seek out ways to improve end to end processes employing Lean or other types of process improvement methodologies.

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