Regulatory Investigations Consultant - Global Banking amp Markets

Profile

Regulatory Investigations Consultant - Global Banking & Markets
Duties: Be part of a Legal team that has enterprise-wide responsibility for responding to regulatory or governmental inquiries that pose significant legal, economic or reputational risk to the company. Assists in conducting or coordinating the company’s discovery and response efforts arising from regulatory inquiries or legal process and interacts directly with various internal and external parties in the course of such efforts. Responsible for performing discovery management and complex analysis to assist management and counsel in identifying, assessing, and mitigating legal and regulatory risk exposure. Common duties include discovery, collection, review, analysis, and production of physical documentation and electronically stored information that may be responsive to regulatory inquiries or legal process. Interfaces and coordinates on assigned matters with internal legal counsel, external legal counsel, discovery management vendors, business unit management and staff, support unit staff, risk partners, and regulatory or government agency staff. Preparing regular reports on assigned matters to provide status to Legal Department management, business unit management, risk management and others.

Company info

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