Investment Funds Regulatory Associate

Profile

Job Overview
A law firm seeks an Investment Funds Regulatory Associate in Washington, D.C. The role involves working within a leading regulatory practice, assisting fund sponsors with fundraising, transactions, and navigating SEC examination and enforcement matters.

Duties

• Review offering materials and fund governing documents.
• Advise clients on compliance with applicable rules and regulations.
• Prepare SEC filings and respond to examinations.

Requirements

• 1-3 years of investment funds-related regulatory experience at a global law firm.
• Strong familiarity with the Investment Advisers Act of 1940.
• Familiarity with the Investment Company Act of 1940 and Securities Act of 1933 preferred.
• Admission to practice in the District of Columbia.

Education

• Juris Doctor (JD) degree.

Certifications

• Bar admission in the District of Columbia.

Skills

• Excellent analytical and communication skills.
• Ability to manage multiple tasks and meet deadlines.

Benefits

• Comprehensive health and wellness benefits.
• Retirement savings plan.
• Professional development opportunities.

Company info

BCG Attorney Search
1629 K ST NW, Suite 300
Washington
District of Columbia
United States 20006
Phone : (202) 955-5585
Fax : (213) 895-7306