Compliance Officer - Consumer Products

Profile

Compliance Officer - Consumer Products
The candidate will be responsible for: Providing credible Compliance challenge to the design, development, delivery and maintenance of business programs, practices and functionality in the digital engagement of, marketing to, and acquisition and servicing of company customers. Supporting the Digital function/business/product in performing timely compliance reviews of new products, new services and the digitization of existing customer engagement functionality. Providing Compliance guidance on policies and procedures relating to issues management, third party oversight and approval review processes. Providing Compliance guidance on rules and regulations relating to function/business/product operational activities, as well as provide control approvals and interpretation and application of internal compliance policies. Collaborating with other internal areas including Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/product. Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators and other parties. Researching any new reform rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules. Additional duties as assigned. Must have Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; strong working knowledge of digital functions/businesses/products supported and related digital operational and financial requirements. MBA or JD a plus. Should have knowledge of Compliance laws, rules, regulations, risks and typologies. Must have knowledge of new technology and product development in a scrum/iterative product and service development cycle. Must be proficient in MS Office applications (Excel, Word, PowerPoint).

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