Senior Counsel

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Senior Counsel
Duties: Provision of legal advice relating to investment products, services, and the support of operating areas focused on the development, management and distribution of ETFs, open and closed-end mutual funds, exchange-traded commodity pools, trust company sponsored exempt investments pools, UITs and separate accounts. Preparation of board materials and presentations and in certain cases the delivery of these presentations to various boards of trustees/directors and senior management. Coordination with the Compliance department to ensure proper implementation and execution of policies and procedures. Provide ongoing advice with respect to structuring and maintaining registered and unregistered investment vehicles including preparation of offering materials and related ongoing reviews of registration statements and offering documents. Advice and legal research regarding regulatory matters and all aspects of Invesco’s products and services with primary emphasis on the Investment Advisers Act, Investment Company Act, Securities Exchange Act of 1934, Securities Act of 1933 Act, Commodities Act, U.S. Exchange Listing Rules and Regulations and ERISA. Provide proactive and situation specific advice on individual transactions, contracts and projects and on broader issues of policy and principles. Ensure that applicable laws and regulations as well as Invesco standards are fully observed in spirit as well as in letter. Ensure productive relationships with regulators, internal and external clients and boards of trustees/directors by demonstrating superior responsiveness and client service and by establishing a constructive relationship based on clear communication, ensuring mutual understanding, and regulators’/clients’ objectives and expectations. Lead initiatives on a multi-functional basis to enhance business processes and address business operational issues. Collaborate closely in a proactive, problem solving manner with other functional areas on matters such as regulatory compliance, product development, and sales/marketing and activities.

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