Head Compliance

Profile

Head Compliance
The candidate will be reporting directly to the Head of Compliance, Swiss Re Life Capital main responsibilities will be: To be a trusted, strategic second Line of Defense partner to the company Americas Life and Health (Individual business) team focusing on developing Compliance culture and providing leadership for the compliance team within the business. Collaborating with senior management to provide timely, value add, pragmatic, high quality compliance advice across the primary insurance value chain. Using expertise, will support the development of compliant products and distribution propositions by closely partnering with business functions. To build, implement and oversee a commercial and pragmatic product filing strategy for the local compliance team. Supporting delivery of the Swiss Re Compliance strategy by inputting to the development of Annual Compliance Plans within the business and input to the Swiss Re Group Annual Compliance Plan. To develop and ensure appropriate implementation of a robust risk-based Compliance Programme for the business taking business model specific requirements into account, including maintenance of Compliance Risk frameworks in coordination with Swiss Re Group Compliance. Supporting Division Legal and Compliance key initiatives and advancing specific priorities relevant to the company business. Providing regular compliance risk reporting to the company board of directors, the company senior management team and input to Swiss Re Group Compliance reports. Providing relevant reporting to regulatory/competent authorities as appropriate. Engaging and collaborating with other expert functions including Legal and Risk Management to ensure the provision of consistent advice. Providing guidance on oversight of distributors and outsourced service providers as part of the oversight framework and conducting specific compliance oversight as required. Provide support, direction and leadership across the Compliance team and to support the business by providing value add advice to the Executive Team particularly on strategic matters and proposed business transactions. Compliance professional with significant experience in market conduct and new product filing and operating in a senior role in the US primary Life and Health market. Experience working on partner distribution models and digital transformation. US Property and Casualty primary business experience would be helpful. Solid understanding of the US regulatory environment and critical issues the industry is facing. Proven experience working with carriers that engage in a fully digital environment. Established ability to design and drive creative solutions and product filing strategies. Experience of interfacing with Regulators to accelerate the product approval process. Experience in preparing and presenting reports to senior management meetings. Sound judgement and decision making skills. Strong communication skills with a proven ability to influence and work in cross functional teams. Fluent English speaker. Professional qualifications in Law or Risk management subjects (Compliance, Audit, Risk) are preferred.

Company info

Sign Up Now - MiamiCrossing.com