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Job Details

Compliance Escalation And Incident Reporting Vice President

Experience
5 yrs required

Location
Tampa, FL, United States

Posted on
Sep 28, 2020

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Profile

Compliance Product Officer (GCB) - Vice President
The candidate will be assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM in Singapore. Will be providing guidance on rules and regulations relating to Consumer business operational issues, as well as, provide transactional approvals and interpretation of internal compliance policies. Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators and other parties. Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported Consumer business. Supporting the Consumer business in performing timely compliance reviews of new products. Assisting in the development and administration of Compliance training for the supported Consumer business. Researching any new reform rules and rule changes and implementing policies, procedures or other controls necessary to comply with the rules. Additional duties as assigned.

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