Director - Business Risk Senior Group Manager - Analytics And Monitoring

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Director - Business Risk Senior Group Manager - Analytics And Monitoring
The candidate will be responsible for: Manage a team responsible for the design of preventative and detective control enhancements within the first line to address emerging AML risks. Review existing controls for effectiveness and conduct periodic tuning as needed. Oversee execution by a team responsible for conducting investigations and required due diligence on potentially suspicious and high risk transactions (e.g. low-prices securities, high risk jurisdictions) to evaluate for potential money laundering red flags and escalate to AML for additional review. Work collaboratively with key stakeholders to identify and manage AML risks across the Markets and Securities Services platform. Coordinate multiple control initiatives on behalf of the business: designing solutions, developing plans, aligning resources, driving execution and providing oversight across Markets and Securities Services program. Partner with a broad range of constituents across the organization to deliver proactive value added solutions with a focus on continuous improvement of first line controls and processes. Prepare and deliver presentations to senior management on new project proposals, recent developments, emerging risks and provide updates on key deliverables. Liaise with AML, Independent Compliance Risk Management, Compliance Assurance and Internal Audit to facilitate consistent coverage across Markets businesses, as well as appropriate resolution of any issues identified. Must have Undergraduate degree in business administration, economics, finance, accounting, or computer science (other fields to be considered as well). Advanced degree (Masters/JD) preferred. Should have experience managing and developing remote teams with varying skillsets. Must have experience in designing and implementing detective controls within financial services. Should have 15+ years of securities/banking industry experience. Knowledge of institutional sales/trading preferred. Must have working knowledge of AML typologies, risks and regulations specific to the institutional markets business. Should have proven track record in designing, developing and implementing multi-faceted projects including development of new processes and controls subject to internal audit and regulatory review. Knowledge of company Markets businesses, risk and control assessment, technology, and/or audit processes highly desirable. Must have excellent oral and written communication skills. Should have strong desktop/PC skills, including strong knowledge of MS suite of applications, particularly PowerPoint and Excel.

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