Operational Risk Manager

Profile

Job Description
Interactive Brokers has been at the forefront of the Fintech space for over 42 years. We continue to challenge the status quo and push boundaries to offer the best trading platform with the most sophisticated features, all for the lowest cost to our customers. To achieve that, we seek to actively understand and prudently manage our Firmwide risk profile.
As part of our expanding Enterprise Risk Management organization, Interactive Brokers is seeking to recruit an Operational Risk Manager. This is a second line of defense role, based in Greenwich, reporting directly to the Head of Operational Risk.
The role will provide subject matter expertise and execute monitoring in support of the effective management of operational risk. Responsibilities include the alignment of the Operational Risk Management Framework to industry standards, execution of the Risk & Control Self Assessment, event analysis and remediation, development and monitoring of Key Risk Indicators (KRIs), scenario analysis and the monitoring of the Firms operational risk profile against its risk appetite.
Responsibilities
Support the Head of Operational Risk in executing all aspects of the Operational Risk Management Framework in the US, and working with the global ERM teams with respect to managing operational risk in their locations
Partner with risk owners in the business to execute the RCSA program, ensuring results are documented appropriately, are actionable and are defensible to third party review
Conduct targeted risk assessments on areas of highest residual risk to identify opportunities for control enhancement and risk mitigation
Map operational processes in complex parts of the business, overlay controls and work with process owners to identify enhancements and efficiencies
Participate in firmwide projects to identify, assess and manage operational risks related to delivery of the IB business model
Build and monitor Key Risk Indicators, escalating changes to the risk profile to risk owners including breaches of risk appetite limits, and identifying remedial strategies to bring exposures within tolerance
Conduct root cause analysis on events/incidents and agree control enhancements with process/risk owners
Conduct analysis on the operating model – risks and controls – at the request the Head of Operational Risk or the Chief Risk Officer
Qualifications
5 years in Operational Risk or related function (first line control, audit) in financial services
Strong working knowledge of Operational Risk Management Frameworks – practical experience in executing RCSAs, conducting event analysis and risk assessments
Knowledge of OR industry best practice and regulatory standards – forward thinking approach to application of risk standards
Highly diligent individual - results driven and hard working – ability to execute risk assessments to a high degree of quality; professionally skeptical
Strong interpersonal skills, excellent work ethic, highly credible and influential presenter (verbal and written); strong communicator and influencer; team player
Superior analytical abilities and decision-making skills; ability to exercise independent judgment
Working knowledge of laws, regulations, and industry practices for global brokers or other financial services companies
Strong MS Office skills
Bachelor’s degree required; advanced education degree preferred.
Company Benefits & Perks
Competitive salary, annual performance-based bonus and stock grant
Retirement plan 401(k) with competitive company match
Excellent health and welfare benefits including medical, dental, and vision benefits
Wellness screenings and assessments, health coaches and counseling services through Employee Assistance Program (EAP)
Paid time off and a generous parental leave policy
Daily company paid lunch and a fully stocked kitchen with healthy options for breakfast and snack
Corporate events including team outings, dinners, volunteer activities and company sports teams
Education reimbursement and learning opportunities
Modern offices with sit/stand desks and multi-monitor setups
Company Overview
Interactive Brokers (IBKR), a subsidiary of publicly-traded **MEMBERS ONLY**SIGN UP NOW***., based in Greenwich, Connecticut (NASDAQ: IBKR) is a low-cost provider of trade execution and clearing services for active traders, institutional investors, financial advisors and introducing brokers. IBKR’s premier technology provides electronic access to stocks, options, futures, forex, bonds, and funds worldwide from a single IBKR Integrated Investment account. IBKR is one of the largest online brokers by trade volume and is consistently ranked at the top of its field.
Our employees are part of a dynamic, multinational, fast-paced, results-oriented team working to provide our customers with state-of-the-art trading technology, superior execution capabilities, worldwide electronic access, and sophisticated risk management tools.
Our headquarters are in Greenwich, CT, USA. IBKR has offices in the United States, Australia, Canada, China, Estonia, Hong Kong, Hungary, India, Ireland, Japan, Luxembourg, Russia, Singapore, Switzerland and United Kingdom.
IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.
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