Director of Model Governance and Risk Assessments

Profile

Interactive Brokers is looking for technology-focused staff in its Compliance department to direct the firm’s Anti-Money Laundering (“AML”) model governance and risk assessment programs. This position requires fluency with sophisticated data analysis methodologies and knowledge of relational database design.
Responsibilities:
Establish and maintain model tuning and segmentation methodology.
Develop and execute testing plans for all models, including transaction monitoring reports.
Optimize programmatic thresholds applied to all transaction monitoring reports.
Plan and execute the firm’s AML risk assessments and testing plans.
Maintain and enhance risk management policies and methodologies.
Outline data requirements and conduct analysis of big data sets to measure risk factors and controls.
Liaise with business partners on new initiatives, products, and other matters as it relates to risk assessments and develop automated solutions that satisfy relevant regulations while executing sound business judgment.
Qualifications:
3 years of experience executing sophisticated model tuning, control testing, and risk assessment analysis, preferably at a large broker or other financial institution with an international customer base.
Bachelor’s degree in Information Technology or related field.
Exposure to UNIX/Linux.
Knowledge of SQL and relational database design.
In-depth knowledge of regulatory requirements, industry standards, risk management and controls.
Outstanding leadership, communication, analytical, and project management skills.
Ability to work under pressure, formulate and articulate solutions and defend assumptions.
Preferred Qualifications:
Certified Anti-Money Laundering Specialist (CAMS) or similar certification preferred.
Business Process Management or similar certifications are a plus.
Company Benefits & Perks
Competitive salary, annual performance-based bonus and stock grant
Retirement plan 401(k) with competitive company match
Excellent health and welfare benefits including medical, dental, and vision benefits
Wellness screenings and assessments, health coaches and counseling services through Employee Assistance Program (EAP)
Paid time off and a generous parental leave policy
Daily company paid lunch and a fully stocked kitchen with healthy options for breakfast and snack
Corporate events including team outings, dinners, volunteer activities and company sports teams
Education reimbursement and learning opportunities
Modern offices with sit/stand desks and multi-monitor setups
Company Overview
Interactive Brokers (IBKR), a subsidiary of publicly-traded **MEMBERS ONLY**SIGN UP NOW***., based in Greenwich, Connecticut (NASDAQ: IBKR) is a low-cost provider of trade execution and clearing services for active traders, institutional investors, financial advisors and introducing brokers. IBKR’s premier technology provides electronic access to stocks, options, futures, forex, bonds, and funds worldwide from a single IBKR Integrated Investment account. IBKR is one of the largest online brokers by trade volume and is consistently ranked at the top of its field.
Our employees are part of a dynamic, multinational, fast-paced, results-oriented team working to provide our customers with state-of-the-art trading technology, superior execution capabilities, worldwide electronic access, and sophisticated risk management tools.
Our headquarters are in Greenwich, CT, USA. IBKR has offices in the United States, Australia, Canada, China, Estonia, Hong Kong, Hungary, India, Ireland, Japan, Luxembourg, Russia, Singapore, Switzerland and United Kingdom.
IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.
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