Assistant Director Institutional Compliance

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Assistant Director, Institutional Compliance
Duties: Direct support of the Vice President, Ethics and Compliance and Chief Compliance Officer in the development of the institutional compliance program by: Staffing of the Compliance and Ethics Committee. Being a resource for committee members as they develop their compliance programs in accordance with the approved governance standards. Conducting the monitoring of compliance liaison progress in meeting compliance governance standards. Assisting in developing institutional protocols around investigations/corrective actions per the EY compliance program evaluation. Assisting with meeting the institutional compliance items in the annual compliance plan; assists in leading groups/projects. Lead the efforts to redraft the Code and recommend engagement and training around the Code and ethical decision making. Conducting program reviews, as needed.

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